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Among the issues with the confirmations were incorrect values, incorrect terms and missing disclosures.
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It says records of 46 accounts from 70 traders who conducted buy transactions are incomplete. Both companies have agreed to enter into a compliance program requiring a review from an independent expert. Skip to navigation Skip to content Skip to footer Help using this website - Accessibility statement.
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Companies Financial Services Sharemarket Print article. James Frost Financial services writer.
Mar 1, — 6. Save Log in or Subscribe to save article. Bloomberg Breaches of market integrity rules are normally dealt with by the Market Disciplinary Panel, however, in this case ASIC was sufficiently motivated to pursue court action. James Frost writes about banking, funds management and superannuation.
Australia’s best share trading platforms of 2021
Based in Melbourne, James has been reporting on specialist business and finance topics for 15 years. Connect with James on Twitter. Email James at james. License article. No records are required from you each year as we already have access to the data.
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As detailed above we have absolutely no access to your Account and cannot actually login to your Trading Account to access the required data. Click here to apply now. This applies in relation to the Commsec Options Trading Account.
CommSec Review and Tutorial 2021
We also recommend that you should seek professional advice from a financial adviser before making any decision to use the Commsec Options Trading Account for your SMSF. No Advice Express or Implied: The contents of this website are of a general nature only and have not been prepared to take into account any particular investor's objectives, financial situation or particular needs.
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